Critical to the success of any business is navigating the complex and ever-evolving landscape of regulatory and compliance requirements.

Our expert Regulatory & Compliance team provides comprehensive legal support to help you stay ahead of regulatory challenges and ensure that your business operates within the law while minimising risk.

You will receive the support of a top ranked team experienced across the full spectrum of professional and commercial regulation, financial crime,  environmental, health and safety regulation and product compliance law.

Commercial clients benefit from our expertise in all sectors giving each client a truly bespoke service, no matter your size or the seriousness of the specific threat posed to your business.

We support our commercial clients when wrongdoing is suspected within their company by carrying out internal investigations to identify remedial action and to protect reputation.

In the case of individuals, our team acts for professionals reported to their regulators, including (but not restricted to) medics, paramedics, dentists, lawyers, accountants and actuaries.

Our relationships with prosecutors and specialist regulators, built over many years of practice, are invaluable in advising our clients in these cases.

Our expertise

We advise professionals charged with criminal offences, whilst simultaneously facing professional disciplinary proceedings, to ensure the best possible outcome, which often means successfully defending allegations of criminal misconduct.

We work with you to develop and implement programs that align with your industry’s specific regulations. Whatever your sector, we ensure your business meets all legal standards.

Key to protecting your business is the early identification and mitigation of regulatory risks. Our team provides risk assessments, audits, and strategic advice which will help you to address potential issues before they impact on your finances.

We provide robust representation, including at any formal interviews or requests for evidence from regulators, and guide you through investigation processes, responding to regulators as required on your behalf. Our primary aim is to protect your operations and safeguard your reputation.

We are market leaders in the field of Health and Safety advice. We can provide support to businesses from meeting your training needs, to representation in court. Our dedicated team can be on hand to advice in the aftermath of an incident on site, through an investigation and providing representation for appeals of enforcement notices and in any prosecution that follows.

We will help ensure your business is fully compliant with GDPR and other data privacy laws. From data breach responses to the drafting of privacy policies, we protect your company from fines and reputational damage.

To avoid penalties, it is essential to ensure corporate governance structures comply with regulatory requirements. We will help you to achieve transparency and compliance with your reporting obligations.

Our team is regularly instructed to provide advice and support in the minutes or hours after a major incident. Our team can advise you on scene management, liaising with Police Scotland or other investigatory bodies, and protecting your internal investigation, where possible.

We have experience of assisting a range of professionals before their regulatory bodies. We represent, doctors, dentists, sportspeople and students who are facing fitness to practise proceedings whilst at University. We fully understand the way in which regulators view professionals and misconduct, so can guide our clients through the various processes with sensitivity.

We can advise on large scale construction projects where health and safety, environmental and compliance issues often arise.

We are experienced in providing advice to clients in the aftermath of incidents and throughout regulatory investigations to manage any potential damage to reputation. Our Regulatory and Compliance team works alongside our Reputation Management colleagues to make best use of media contacts to manage and respond to any emerging risk of negative publicity.

Why BTO?

  • First class, rapid response advice
  • Highly ranked regulatory lawyers
  • In depth knowledge across a range of sectors

Who we work with

  • Businesses
  • Individuals
  • Private companies

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